Important Disclosures

RICKETTS FINANCIAL, LLC is an SEC registered investment adviser located in Louisville, Kentucky. RICKETTS FINANCIAL, LLC Advisors may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. RICKETTS FINANCIAL, LLC web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of RICKETTS FINANCIAL, LLC web site on the Internet should not be construed by any consumer and/or prospective client as RICKETTS FINANCIAL, LLC solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by RICKETTS FINANCIAL, LLC with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of RICKETTS FINANCIAL, LLC, please contact the state securities regulators for those states in which RICKETTS FINANCIAL, LLC maintains a registration filing. A copy of RICKETTS FINANCIAL, LLC current written disclosure statement discussing RICKETTS FINANCIAL, LLC business operations, services, and fees is available at the SEC’s investment adviser public information website – www.adviserinfo.sec.gov (CRD# 309381) or from RICKETTS FINANCIAL, LLC upon written request. RICKETTS FINANCIAL, LLC does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to RICKETTS FINANCIAL, LLC web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

This website and information are provided for guidance and information purposes only. Investments involve risk and unless otherwise stated, are not guaranteed. Be sure to first consult with a qualified financial adviser and/or tax professional before implementing any strategy. This website and information are not intended to provide investment, tax, or legal advice.